More jobs:
Regulatory & Supervisory Risk Specialist, Global Markets
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-30
Listing for:
TD Bank Group
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
TD Securities seeks an Associate in Regulatory and Supervisory Management to support its Global Markets sales, trading and origination activities. The role focuses on supervision, controls, and regulatory alignment across multiple asset classes in a fast-paced trading environment.
You will collaborate with Compliance and Legal teams, prepare supervisory packs, and help ensure adherence to Written Supervisory Procedures while assisting in regulatory inquiries and audits.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×