Reg W Compliance VP - Banking Risk Leader
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-09-03
Listing for:
625 Morgan Stanley Private Bank,NA
Full Time
position Listed on 2026-09-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Morgan Stanley in New York seeks a Vice President in the Transactions with Affiliates Office within the U.S. Banks 1st Line of Defense Business Risk team to lead Regulation W compliance monitoring and related controls.
The role partners with Legal, Compliance and business units to assess inter-affiliate transactions, ensure compliance with policy limits, and coordinate with Audit and regulatory examinations.
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