Regulatory Reporting SME - US B-D Rules, FOCUS/NLA
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-09-04
Listing for:
Atlas Search
Full Time
position Listed on 2026-09-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Reporting
Job Description & How to Apply Below
Atlas Search is seeking a Regulatory Reporting SME to support a UK-based finance team on U.S. SBSD reporting. You will own the technical side of FOCUS reporting, NLA calculations, and SEC Rules 15c3-1 and 15c3-3, including UK substituted compliance considerations and governance framework development.
You will collaborate with Compliance, Legal, Risk, and Operations to interpret regulations and draft policies, memos, and papers while strengthening controls and reconciliations.
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