Audit Manager, Commercial Bank

• Monitor the assigned audit universe and identify needed updates
• Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan
• Direct or lead large, complex business unit and project audits
• Develop engagement planning documentation and audit programs for adequate risk coverage
• Design and sometimes execute internal control testing
• Understand broader business risks and implications
• Identify and implement efficiencies in audit test work
• Supervise and coordinate audit team assignments
• Provide feedback, on-the-job training, and coaching to audit staff
• Maintain relationships with business and audit partners
• Communicate audit processes, scope, issues, risks, and recommendations in meetings and written updates
• Assess audit findings, exposures, materiality, trends, and broader issues
• Manage delivery of audits, projects, special assignments, and administrative activities
• Complete multiple tasks independently and meet deadlines
• Provide management with specialized subject-matter insight
• Represent Internal Audit at management meetings, internal forums, and some external organizations

• Bachelor’s Degree or military experience
• At least 5 years of experience auditing commercial banking, financial services, or risk management
• At least 3 years of experience leading audit engagements or in a project management role
• Master’s Degree in Accounting, Finance, Economics, or Master of Business Administration (preferred)
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Risk Compliance Manager (CRCM) (preferred)
• 6+ years of experience auditing a commercial banking portfolio (preferred)
• 1+ years of experience with data analytics tools supporting internal audit (preferred)
• Must be able to work in one of the listed office locations
• Capital One will not sponsor a new applicant for employment authorization for this position

Demonstrates expertise in auditing, risk management, and internal control testing, with a strong ability to lead complex audit engagements and provide strategic insights. Proficient in developing audit programs and maintaining effective communication with stakeholders.

• Audit Engagement Leadership
• Risk Management
• Internal Control Testing
• Data Analytics Tools
• Certified Internal Auditor (CIA)

• Audit Planning
• Risk Assessment
• Internal Control Testing
• Audit Program Development
• Data Analytics

• Team Supervision
• Communication
• Coaching
• Relationship Management
• Time Management

• Certified Internal Auditor (CIA)
• Certified Public Accountant (CPA)
• Certified Risk Compliance Manager (CRCM)

• Commercial Banking
• Financial Services
• Audit Universe
• Business Risks
• Audit Findings