Broker-Dealer Accounting Senior Analyst

Excited to grow your career?

BBVA is a global company with more than 160 years of history that operates in more than 25 countries where we serve more than 80 million customers. We are more than 121,000 professionals working in multidisciplinary teams with profiles as diverse as financiers, legal experts, data scientists, developers, engineers and designers.

Seeking a highly motivated, detail oriented individual to work at a growing U.S. broker-dealer subsidiary of a global financial services group based out of Spain.

Job Description

Accounting Responsibilities:

• Create and maintain accounting policies for B/D

• Maintain system and bank reconciliations

• Assist with month-end closing process of books and records

• Assist with monthly finance presentation material to Senior Management and quarterly presentation to the Board of Directors

• Prepare daily journal entries as needed

• Assist with the annual audit of the financial statements

• Analyze monthly variances in balance sheet and income statement

• Track and analyze revenue and operating expenses by lines of business

• Participate in user-acceptance testing as part of new business/system roll-outs and validate the testing results

Regulatory Responsibilities:

• Assist with preparation of FINRA FOCUS Reports including the form X-17A-5 Part II, Supplemental Statement of Income (SSOI), Form Custody for Broker Dealers, Supplemental Liquidity Schedule (SLS), Off Balance Sheet Report (OBS) and SEC 17H reports

• Assist with preparation of 15c3-1 Daily Net Capital computations and Customer Protection Rule 15c3-3 (weekly) for a self-clearing broker dealer

• Assist with TIC BC, & TIC BL monthly reporting to the Federal Reserve

• Assist with monthly consolidation to BD’s foreign parent

• Assist with audits with regulators and internal/external auditors

Qualifications

Must Have

• 3+ Years of accounting experience in financial institutions

• Bachelors or Masters in Accounting

• US GAAP knowledge

• Proficiency in Microsoft Office

• Strong analytical and problem-solving skills

Preferred

• CPA or on track

• Familiarity with fixed income securities

• Experience in using Broadridge Impact

• Experience in using Workday Enterprise Management

• Accounting experience in US broker

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

With respect to this position in our New York Office, the expected base salary ranges from $100,000 to $110,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications obtained. Market and organizational factors are also considered.

In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

* Employment eligibility to work with BBVA in the U.S. is required as the company will not pursue visa sponsorship for these positions

It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

Pay Transparency Policy Statement

The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor’s legal duty to furnish information (41 C.F.R. 60-1.35 (c)).

Individuals with Disabilities

BBVA USA, BBVA Securities Inc., and BBVA S.A. New York Branch invite all interested and qualified applicants to apply for employment…