Compliance Officer – Investment Management
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-09-20
Listing for:
H&P Executive Search
Full Time
position Listed on 2026-09-20
Job specializations:
-
Finance & Banking
-
Law/Legal
Job Description & How to Apply Below
We have been mandated by a prestigious investment firm in New York City to find a Compliance Manager/Officer who will lead the team of juniors and report directly to the CCO.
What the client is looking for:- 4+ years Compliance experience in the investment management space
- Expertise in Investment Funds/Management and Compliance is required
- Good working knowledge of Code of Ethics
- Good working knowledge of the Investment Advisors Act
- J.D from a top Law school is preferred but not essential
- A vibrant, dynamic and ambitious personality
- A relentless drive for personal and professional growth
- An competitive remuneration package
- A vibrant, supportive, and collaborative working culture
- A chance to shape and develop the legal function of a growing firm
- Supervision and responsibility of a small team
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