Manager, Compliance Risk Assessment Execution

## Manager, Compliance Risk Assessment Execution (US)
Apply:
On Site:
New York, New York:
Charlotte, North Carolina:
Full time:
Posted Today:
End Date:
October 30, 2026 (30+ days left to apply):
R _1511212
*
* Work Location:

** New York, New York, United States of America
*
* Hours:

** 40
* * Pay Details:**$91,000 - $145,600 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
** Line of Business:
** Compliance
*
* Job Description:

**** Why Work with Us?
** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program.

This is not just about implementing a new program – it's about creating a culture of compliance that will cascade throughout the organization.
** Reporting to the Senior Manager, Compliance Risk Assessments, the Manager
** suppor
* * ts the execution and maintenance of the  Regulatory Compliance Risk Assessments  across the enterprise and is responsible for the development of activities/practices that govern and support the identification, management, monitoring, and reporting.
***
* Key Responsibilities:

*
* * Support updates to the Enterprise
** Regulatory Compliance Risk Assessment
** Standard and procedures to support the execution of the Annual Regulatory Compliance Risk Assessment and Program Effectiveness activities.
* Act as a subject matter expert to provide support/assistance to Risk Owners and Oversight Functions in navigating the Regulatory Compliance Risk Assessment workflow.
* Conduct quality assurance and quality control activities to maintain data accuracy and data completeness.
* Support the Quality Assurance Review team, reaching out to Compliance teams to support timeliness of updates and escalation.
* Support the closure of findings against the Regulatory Compliance Risk Assessment Program.
* Development of status reporting to support the timely completion of Risk Assessment activities and also developing management reporting for senior audiences.
* Develop proactive strategies, processes, and recommendations to senior leaders to run and execute a Regulatory Compliance Risk Assessment.
* Support ad hoc transformation changes and projects/tasks as required.*** *
* * The above details are specific to the role which is outlined in the general description below. Please review the Preferred skills below as you consider this opportunity.
*** The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies, standards and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events.  
** Depth & Scope:
*** Highly seasoned professional role requiring substantial knowledge/expertise in a complex field and knowledge of broader related areas
*…