Senior AML Onboarding Associate
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-09-29
Listing for:
Phaxis
Full Time
position Listed on 2026-09-29
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime, Financial Compliance, Banking Operations
Job Description & How to Apply Below
Our client is seeking an analytical, detail-oriented AML Compliance Associate to join its Compliance team. This role will support customer onboarding and ongoing due diligence in accordance with the firm's AML, CIP, CDD, and regulatory requirements.
Responsibilities- Review and analyze customer information and documentation during account onboarding.
- Perform CIP/CDD reviews, customer risk assessments, and ongoing due diligence.
- Validate identification, formation, beneficial ownership, and other customer documentation.
- Research and resolve AML/KYC questions and identity verification exceptions.
- Identify and bring red flags and high-risk customers requiring Enhanced Due Diligence (EDD).
- Conduct periodic and event-driven CDD refreshes.
- Review and disposition sanctions, PEP, and adverse media alerts.
- Maintain accurate CIP/CDD documentation and ensure compliance with regulatory and internal requirements.
- Bachelor's degree or equivalent experience.
- 2+ years of AML/KYC experience
, preferably within a retail broker-dealer or financial services firm. - Strong knowledge of KYC, CIP, and CDD requirements.
- Experience with onboarding and screening platforms such as World-Check and CLEAR
.
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×