Suitability & Compliance Analyst: Broker-Dealer Focus
Listed on 2026-10-04
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Finance & Banking
Regulatory Compliance Specialist, Banking Operations, Financial Services, Financial Compliance
Horace Mann is seeking a detail-oriented Suitability Analyst to join our Broker-Dealer Compliance team. You will review financial service applications and transactions for suitability, ensure compliance with FINRA rules, and maintain essential documentation to support supervisory reviews.
You will collaborate with registered personnel, provide guidance on product suitability and documentation expectations, and assist in training and process improvements that strengthen our compliance program.
Consider building your career as a Suitability & Compliance Analyst:
Broker-Dealer Focus at Horace Mann.
We are looking to fill the Suitability & Compliance Analyst:
Broker-Dealer Focus position at Horace Mann in United States.
The Suitability & Compliance Analyst:
Broker-Dealer Focus role at Horace Mann is now open for applications in United States.
Join us at Horace Mann as our next Suitability & Compliance Analyst:
Broker-Dealer Focus in United States.
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