Senior Consultant, Risk & Regulatory
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-10-05
Listing for:
Forvis Mazars US
Full Time
position Listed on 2026-10-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Reporting, Financial Compliance
Job Description & How to Apply Below
- Support the preparation, review, and submission of regulatory reports, including the Call Report, FR Y-9C, and other applicable regulatory filings, for assigned product areas such as Loans, Deposits, or Derivatives/Securities.
- Perform data analysis, reconciliations, and variance investigations to ensure the accuracy, completeness, and consistency of regulatory reporting data.
- Interpret and apply regulatory reporting instructions to product-specific transactions and balances, resolving classification and mapping questions
- Assist with the identification and implementation of process improvements that enhance data quality, strengthen controls, and improve reporting efficiency.
- Support the maintenance of regulatory reporting documentation, including business rules, control procedures, and data lineage.
- Partner with regulatory reporting, data, and technology teams to support issue resolution, system enhancements, and reporting-related initiatives.
- Execute and document testing activities, including QA and UAT, to validate changes impacting regulatory reporting processes and outputs.
- Contribute to broader regulatory reporting projects, remediation efforts, and control enhancement initiatives.
- Support the preparation, review, and submission of regulatory reports, including the Call Report, FR Y-9C, and other applicable regulatory filings, for assigned product areas such as Loans, Deposits, or Derivatives/Securities.
- Perform data analysis, reconciliations, and variance investigations to ensure the accuracy, completeness, and consistency of regulatory reporting data.
- Interpret and apply regulatory reporting instructions to product-specific transactions and balances, resolving classification and mapping questions
- Assist with the identification and implementation of process improvements that enhance data quality, strengthen controls, and improve reporting efficiency.
- Support the maintenance of regulatory reporting documentation, including business rules, control procedures, and data lineage.
- Partner with regulatory reporting, data, and technology teams to support issue resolution, system enhancements, and reporting-related initiatives.
- Execute and document testing activities, including QA and UAT, to validate changes impacting regulatory reporting processes and outputs.
- Contribute to broader regulatory reporting projects, remediation efforts, and control enhancement initiatives.
- Support the preparation, review, and submission of regulatory reports, including the Call Report, FR Y-9C, and other applicable regulatory filings, for assigned product areas such as Loans, Deposits, or Derivatives/Securities.
- Perform data analysis, reconciliations, and variance investigations to ensure the accuracy, completeness, and consistency of regulatory reporting data.
- Interpret and apply regulatory reporting instructions to product-specific transactions and balances, resolving classification and mapping questions
- Assist with the identification and implementation of process improvements that enhance data quality, strengthen controls, and improve reporting efficiency.
- Support the maintenance of regulatory reporting documentation, including business rules, control procedures, and data lineage.
- Partner with regulatory reporting, data, and technology teams to support issue resolution, system enhancements, and reporting-related initiatives.
- Execute and document testing activities, including QA and UAT, to validate changes impacting regulatory reporting processes and outputs.
- Contribute to broader regulatory reporting projects, remediation efforts, and control enhancement initiatives.
- Bachelor's degree in Finance, Accounting, Information Systems, Data Analytics, or a related field
- 2+ years of experience in regulatory reporting, regulatory change, or a related financial services function, including exposure to the Call Report (FFIEC 031/041), FR Y-9C, and other regulatory filings.
- Experience performing data analysis, reconciliations, and testing in a financial services or data-intensive environment.
- Strong analytical, problem-solving, and organizational skills with a high level of attention to detail.
- Ability to collaborate effectively across business, regulatory reporting, data, and technology teams.
- Experience supporting regulatory reporting for Loans, Deposits, or Derivatives/Securities.
- Proficiency in SQL and the ability to analyze large datasets.
- Experience with Axiom or other regulatory…
Position Requirements
10+ Years
work experience
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