Americas Broker-Dealer Compliance Lead
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Crime
The Marex Head of Broker Dealer Compliance leads a team of compliance officers providing advisory services for Equities, Fixed Income, Listed Options and regulatory reporting to the Americas Broker Dealer units.
The role focuses on real-time guidance, ensuring adherence to regulatory requirements, and developing policies to minimize firm risk across the broker-dealer business. Strong knowledge of US securities laws and global regulatory expectations is essential.
This is a genuine role to take on the Americas Broker-Dealer Compliance Lead role at Marex.
Full responsibilities and requirements are described in the listing above.
Learn more about the Americas Broker-Dealer Compliance Lead role in the description above.
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