Equities & Broker-Dealer Compliance Advisor
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Services, Wealth Management, Financial Crime
Location: New York
Marex Group is seeking a Compliance Officer, Broker-Dealer Advisor focused on Equities and Options in New York. This role provides subject‑matter expertise on U.S. broker‑dealer regulation and advises front office on compliance, policy review, and regulatory reporting.
Ideal candidates have eight+ years in financial compliance, a finance/economics/business degree (JD preferred), and strong communication skills to navigate FINRA/SEC requirements and maintain Marex’s licensing standards.
We are currently recruiting a Equities & Options Broker-Dealer Compliance Advisor for our team in New York, NY, United States.
Step into the Equities & Options Broker-Dealer Compliance Advisor role at Marex Group in New York, NY, United States and grow with us.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
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