Senior Compliance Specialist - Investment Adviser; Hybrid
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Wealth Management, Financial Advisor / Consultant, Financial Services
Location: New York
Marsh in New York is seeking a Senior Compliance Specialist to support MMA Retirement & Wealth with compliance programs. You will monitor, research, train, and assist in managing risk across advisory and broker-dealer activities.
This role requires a bachelor’s degree and 3–5 years in SEC/FINRA compliance, plus the ability to obtain a Series 6 or 7 license within a year. Hybrid work with some remote flexibility and three days in the office weekly. Competitive rewards and growth opportunities.
This is a genuine opportunity to take on the Senior Compliance Specialist
- Investment Adviser (Hybrid) role at Marsh.
We are currently recruiting a Senior Compliance Specialist
- Investment Adviser (Hybrid) for our team in New York, NY, United States.
This is an excellent role to take on the Senior Compliance Specialist
- Investment Adviser (Hybrid) role at Marsh.
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