Senior General Counsel – Fintech Clearing & Compliance; Equity

RQD Clearing is seeking a General Counsel to serve as the company’s senior legal executive and trusted advisor to the CEO, Board, and leadership team. The role demands deep hands-on SEC and FINRA regulatory experience for broker-dealers, including carrying, clearing, and custody businesses, with involvement in commercial agreements, governance, financings, and risk management.

This is a highly practical role requiring clear recommendations and collaboration with Compliance, Risk, Operations,

This is a strong role to take on the Senior General Counsel – Fintech Clearing & Compliance (Equity) role at RQD
* Clearing.

Join us at RQD
* Clearing as our next Senior General Counsel – Fintech Clearing & Compliance (Equity) in New York, NY, United States.

We are currently recruiting a Senior General Counsel – Fintech Clearing & Compliance (Equity) for our team in New York, NY, United States.