Broker-Dealer Finance Controller & Regulatory Audit Lead
Listed on 2026-10-07
-
Finance & Banking
Financial Compliance, Financial Controller, Banking & Finance, Financial Crime -
Accounting
Financial Compliance, Financial Controller, Banking & Finance
Harrington Starr is seeking an experienced Entity Controller / Financial & Operations Principal in New York to own financial reporting, regulatory compliance and audit management for broker-dealer entities.
The role requires leading the close process, coordinating with external auditors, and supporting FINRA/SEC examinations, with a focus on US GAAP, regulatory filings such as FOCUS and Net Capital calculations.
This posting is for the Broker-Dealer Finance Controller & Regulatory Audit Lead role at Harrington Starr, based in New York, NY, United States.
This role, Broker-Dealer Finance Controller & Regulatory Audit Lead at Harrington Starr, could be your next opportunity.
Are you ready to take on the Broker-Dealer Finance Controller & Regulatory Audit Lead role at Harrington Starr?
We would love to welcome a new Broker-Dealer Finance Controller & Regulatory Audit Lead to our group in New York, NY, United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).