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Compliance Lead: Testing, Oversight & Training

Job in New York, New York County, New York, 10261, USA
Listing for: Referment
Apprenticeship/Internship position
Listed on 2026-10-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 120000 - 180000 USD Yearly USD 120000.00 180000.00 YEAR
Job Description & How to Apply Below
Location: New York

Referment is seeking a compliance professional for a broad role spanning testing, regulatory analysis, training and third-party oversight within a global investment environment. You will interpret requirements, design reviews, document findings and help senior stakeholders understand compliance performance and emerging obligations.

The role involves translating regulatory requirements into test plans, analysing investment-adviser obligations, monitoring third-party providers, preparing metrics

Are you ready to take on the Compliance Lead:
Testing, Oversight & Training role at Referment?

We aim to respond to suitable candidates as soon as possible.

Full responsibilities and requirements are described in the listing above.

Learn more about the Compliance Lead:
Testing, Oversight & Training role in the description above.

We appreciate your interest in this position.

Join Referment and contribute to our ongoing work.

Take a moment to read everything above and see whether this role is right for you.

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