AML Assistant Vice President; Regulatory and Compliance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-10-07
Listing for:
iCapital
Full Time
position Listed on 2026-10-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Crime
Job Description & How to Apply Below
Location: New York
- ICapital is looking to hire a Compliance Assistant Vice President to join its Regulatory and Compliance team to lead the review and approval process for investor AML and KYC with a strong private fund focus
- This role will be responsible for ensuring compliance with all AML and KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks
- Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring
- Perform third party reliance testing and monitoring
- Collaborate across various business lines on new initiatives, providing compliance guidance
- Conduct AML screening review and dispositions
- Assist in preparing for and responding to inquiries and audits
- ACAMS certification is preferred JD is a plus5+ years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
Self-motivated with robust project management and process development skillsAML and KYC knowledge of regulatory requirements for private fund investors
Thrives in a fast-paced environment with a continuous learning mindset
Excellent verbal communication skills with the ability for personal interaction
Experience with AML screening resolution vendor tools (i.e. Lexis Nexis, World check, Comply Advantage)
Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
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