Director, Governance & Regulatory Readiness

Location: New York

Director, Governance & Regulatory Readiness Skip to main content

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Click from the options below to either decline or accept Non-essential cookies.# TD Careers Director, Governance & Regulatory Readiness page is loaded## Director, Governance & Regulatory Readiness Apply remote type:
On Site locations:
New York, New Yorktime type:
Full time posted on:
Posted Todaytime left to apply:
End Date:
June 9, 2026 (3 days left to apply) job requisition :
R 1493381
** Work Location**:

New York, New York, United States of America
*
* Hours:

** 40
* * Line of Business:
** TD Securities
** Pay Detail:**$190,000 - $225,000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
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* Job Description:

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* Preferred Qualifications:

** Description / Responsibilities:
*** Support and maintain the end-to-end governance framework for the regulatory portfolio, including operating rhythm, forums, decision rights, escalation paths, and evidence standards to ensure consistent execution and oversight.
* Facilitate regulatory readiness for examinations, audits, and internal assurance activities by coordinating pre-exam planning, information requests, walkthroughs, and response packages; ensure timely, concise, high-quality submissions.
* Maintain a centralized repository and traceability model for regulatory commitments, remediation actions, milestones, and artifacts; ensure a clear line of sight from requirement to implementation, testing, validation and sign-off.
* Define and enforce reporting standards and controls (data quality checks, approvals, versioning, retention) for governance materials, regulatory correspondence, and management reporting.
* Act as central coordination point with Compliance, Risk, Legal, Technology, and Business stakeholders to align regulatory reporting, governance decisions and messaging.
* Monitor execution against governance expectations and regulatory commitments; surface risks, dependencies, and control gaps early; drive corrective actions through accountable owners.
* Develop and track readiness metrics (e.g., response timeliness, evidence completeness, issue aging, closure quality) and provide decision-ready insights to executive management committees.
* Support continuous improvement of exam management, issue management, and control testing processes by incorporating lessons learned and evolving regulatory expectations.
** Key capabilities:
*** Deep understanding of governance, regulatory risk and compliance concepts, including regulatory exam management, issue management, and audit/assurance expectations.
* Ability to translate complex regulatory requirements into actionable plans, evidence needs, and executive-level narratives.
* Strong issue tracking, action management, and status reporting capability across large…