Supervisor, Technology Risk Consulting - SOC and IT Audit; Financial Services Industry

Technology Risk Consulting Supervisor Responsibilities

• Consult with client leadership on the design and optimization of controls utilizing a general knowledge of business processes, accounting and information technologies.
• Create internal control documentation for the engagement, including narratives, process and data flows.
• Consult with client leadership on strategic plans and other business matters, helping clients anticipate emerging risks and IT opportunities.
• Manage SOC attestation and other third‑party opinion services for clients within the financial services industry.
• Support external financial statement and SOX compliance engagements for application and information technology general computer controls.
• Assess IT security policies, procedures and controls of clients’ business applications, networks, operating systems and other components of their technology infrastructure.
• Review, document, evaluate and test application controls, particularly automated controls on a wide range of ERP systems and software applications across a wide variety of client business processes.
• Identify internal IT controls, assess their design and operational effectiveness, determine risk exposures and develop remediation plans, and determine technical and business impact of identified security and control issues and provide remediation guidance to clients.
• Help grow RSM’s business through involvement in various business development and client sales opportunities.

• Bachelor’s degree or equivalent
• Four or more years of experience in business process controls and IT risk management, internal audit, IT security or other IT compliance related work.
• Experience leading engagements and managing staff.
• Experience managing project financials and completing projects within agreed budgets.
• Experience mentoring staff, providing performance feedback and monitoring workloads while meeting stakeholder and client expectations.
• Clear understanding of relevant regulations and industry standards (e.g., FFIEC, SOX, COSO, COBIT, ITIL, ISO
  27001, PCI, HIPAA, GLBA).
• Ability to be in person in New York City two days per week.

• Strong understanding of information technology controls and security experience in a widely used financial application (SAP, Oracle, JD Edwards, People Soft, etc.).
• Experience with in the financial services industry.
• Professional certifications: CPA, CISA, CISSP, CISM, CIPP or equivalent.

Competitive benefits and compensation package. Compensation range: $88,900 – $168,300. Eligible for discretionary bonus based on firm and individual performance.

All applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race, color, creed, sincerely held religious beliefs, practices or observances, sex (including pregnancy or disabilities related to nursing), gender, sexual orientation, HIV status, national origin, ancestry, familial or marital status, age, physical or mental disability, citizenship, political affiliation, medical condition (including family and medical leave), domestic violence victim status, past, current or prospective service in the US uniformed service, US Military/Veteran status, pre‑disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.

Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment. RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at 800‑274‑3978 or send us an email at