Senior Vice President, Chief Privacy Officer

• Lead and continuously enhance LPL Financial's enterprise privacy and data protection program
• Establish and maintain privacy governance frameworks, policies, standards, and procedures aligned with regulatory requirements and industry best practices
• Embed privacy risk considerations into business processes, technology solutions, products, and customer experiences
• Partner with Compliance, Enterprise Risk Management, Information Security, Technology, Data Governance, Legal, Internal Audit, and business leaders
• Identify, assess, monitor, and report privacy-related risks across the enterprise
• Lead privacy risk assessments, privacy impact assessments, and control evaluations
• Develop and monitor key risk indicators and program metrics
• Integrate privacy risks into broader operational and compliance risk frameworks
• Oversee compliance with GLBA, Regulation S-P, state privacy laws, and other privacy regulations
• Monitor regulatory developments and assess organizational impact
• Serve as primary privacy leader during regulatory examinations, audits, inquiries, and reviews
• Oversee remediation efforts and corrective action plans
• Lead responsible and compliant AI governance and oversight
• Develop governance standards and controls for AI-enabled solutions
• Assess risks associated with AI and advanced analytics
• Oversee data subject rights, consent management, privacy impact reviews, and data protection requirements
• Partner with Cybersecurity, Technology, and Incident Response teams on privacy incidents and data breach response
• Maintain escalation, regulatory notification, governance, documentation, and remediation processes
• Establish monitoring and testing programs for privacy compliance
• Develop and oversee privacy training and awareness initiatives
• Lead and develop privacy, compliance, and governance professionals
• Advise executive leadership, governance committees, and risk forums on privacy, data protection, and AI-related risks
• Influence enterprise strategy through risk-based recommendations and governance practices
• Build partnerships across Compliance, Risk, Technology, Security, Operations, and business leadership teams

• 15+ years of progressive leadership experience in privacy, legal, compliance, risk management, data protection, cybersecurity governance, operational risk, or related disciplines
• Understanding of privacy and data protection regulations impacting financial services organizations, including GLBA, Regulation S-P, and applicable state privacy requirements
• Experience with in a broker-dealer, registered investment advisor, bank, fintech, or other highly-regulated financial services organization
• Understanding of technology tools and applications and their use in the financial services industry, including significant experience with AI governance, responsible AI, or model governance
• Experience building, leading, and maturing enterprise compliance, governance, or risk management programs
• Demonstrated success working with regulators, auditors, executive leadership teams, and governance committees
• Juris Doctor (J.D.) from an accredited law school and/or significant experience advising on privacy, data protection, regulatory, technology, or governance matters within a highly-regulated environment
• Experience working for a federal financial services regulator (e.g., the SEC)
• Experience serving as a Chief Privacy Officer, Head of Privacy, Compliance Executive, Risk Executive, or similar enterprise governance leader
• Professional certifications such as:
  Certified Information Privacy Professional (CIPP), Certified Information Privacy Manager (CIPM), Certified Regulatory Compliance Manager (CRCM), Certified Information Systems Security Professional (CISSP)

Demonstrates extensive expertise in privacy governance, data protection, and compliance within highly-regulated financial services. Proven ability to lead privacy risk assessments, develop governance frameworks, and integrate privacy considerations into business processes and technology solutions.

• Privacy Governance
• Data Protection
• Regulatory Compliance
• AI Governance
• Risk Management

• Privacy Risk Assessment
• Privacy Impact Assessment
• Control Evaluation
• Key Risk Indicator Development
• Compliance Monitoring
• Data Subject Rights Management
• Consent Management
• Privacy Training Development
• Operational Risk Integration
• Regulatory Notification

• Leadership
• Collaboration
• Influencing
• Advising
• Communication

• Certified Information Privacy…