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Senior Legal & Compliance Associate — Fintech
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-06
Listing for:
Savvy Wealth
Full Time
position Listed on 2026-02-06
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: New York
A leading wealth management firm in New York is seeking a Legal & Compliance Senior Associate to support regulatory obligations and compliance monitoring. Ideal candidates have 5-8 years in legal/compliance roles within the Registered Investment Advisor space, and familiarity with SEC regulations. Responsibilities include managing contracts, monitoring compliance, and assisting in corporate governance. The position offers a competitive salary, benefits, and a dynamic working environment in Manhattan.
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Position Requirements
10+ Years
work experience
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