Compliance Associate/Sr Associate
Listed on 2026-02-14
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Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Location: New York
Founded in 1995, TCV was established with a clear vision: to seize opportunities in the technology market through a specialized and consistent focus on investing in high-growth companies that impact consumers’ and businesses’ everyday lives. Since inception, the firm has built a track record of backing private and public businesses that have developed into category-defining players across consumer internet, software, fintech, and enterprise IT.
TCV has raised ~$21 billion across twelve funds and has helped guide CEOs through more than 150 IPOs and strategic acquisitions. The firm has invested more than $21 billion in cutting‑edge technology companies including Airbnb, Brex, Bytedance, Dollar Shave Club, Expedia, Facebook, GoDaddy, Genesys, Grow Therapy, Hinge Health, Home Away, Instacart, Klarna, Legal Zoom, Mollie, Netflix, Nubank, Peloton, Revolut, Silver Peak, Splunk, Spotify, Strava, Zepz, and Zillow.
TCV has partnered with companies across more than 350 investments, including mid‑stage, late stage and public company investments, and has offices in Menlo Park, New York, and London. For more information about TCV, including a complete list of TCV investments, visit
WHAT WE SEEK:We are seeking a Compliance professional to join our team in New York. This individual will report directly to the Chief Compliance Officer and play a critical role in supporting TCV's compliance program, managing regulatory compliance, and ensuring adherence to applicable laws and regulations. The ideal candidate brings a strong foundation in Advisers Act compliance, excellent communication and organizational skills, and the ability to collaborate effectively across teams.
WHATYOU’LL DO (ROLE & RESPONSIBILITIES):
Day-to-Day Compliance Operations
- Support core compliance functions, including Code of Ethics, Political Contribution, Expert Network and AML/KYC monitoring and administration
- Assist with recordkeeping, data input, data retrieval, and other administrative compliance tasks
- Support the Chief Compliance Officer and senior firm leadership on a wide range of matters as needed
- Advise investment and operational teams on compliance best practices to mitigate regulatory risk
- Monitor evolving regulatory requirements and industry trends and suggest corresponding policy changes and implementation strategies
- Partner with cross‑functional stakeholders (Investment, Legal, Finance, Operations) to ensure compliance considerations are integrated into business activities
- Perform ongoing compliance surveillance, testing, and monitoring of the firm and relevant service providers to identify gaps or deficiencies
- Conduct annual compliance reviews under the Investment Advisers Act of 1940
- Develop and verify remediation action plans for identified issues
- Design and improve processes to streamline compliance testing and documentation standards
- Monitor regulatory and compliance developments to ensure policies and procedures remain current and aligned with best practices
- Assist in the creation, maintenance, and dissemination of compliance policies and procedures
- Conduct compliance training and assist with development of the annual training plan and materials
- Identify opportunities to leverage technology (including AI) in a compliant manner to enhance compliance workflows and data management
- Support transitions to new systems or tools that drive efficiency, reduce errors, and improve accessibility of compliance information
- Support special projects and additional regulatory or compliance initiatives as required
- Assist CCO in responding to regulatory inquiries, document requests, and examination matters
- Support the development and execution of regulatory examination strategy, including preparing materials, coordinating responses, and tracking open items
- Organize and facilitate meetings between internal subject matter experts and regulators to represent firm processes and controls
- Maintain comprehensive dashboards and status trackers to provide visibility into regulatory examination…
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