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Senior VP, Legal & Compliance - Reg & Distribution Lead
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-19
Listing for:
PIMCO Ltd. - Pacific Investment Management Company
Full Time
position Listed on 2026-02-19
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global investment manager is seeking a Senior Vice President to lead Legal and Compliance for its broker-dealer. The role involves ensuring adherence to regulatory requirements, drafting agreements, and advising stakeholders on complex legal issues. With a Juris Doctor and 7+ years of experience, the ideal candidate will have strong knowledge of fund distribution and securities laws. This is a unique opportunity for a proactive attorney to influence decision-makers in a collaborative environment.
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Position Requirements
10+ Years
work experience
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