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SVP, Legal & Compliance - Fund Distribution & Regulation
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-21
Listing for:
LGBT Great
Full Time
position Listed on 2026-02-21
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading investment management firm in New York is seeking a Senior Vice President of Legal and Compliance. This role involves ensuring legal support for fund distribution and managing compliance for broker-dealer. Candidates should have a J.D. and 7+ years of experience in complex regulatory environments, including strong contract negotiation skills. The position offers a competitive salary within the $265,000 - $305,000 range, alongside a discretionary bonus and opportunity for professional growth.
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