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Senior Director, Bank Regulatory Compliance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-28
Listing for:
TD Securities
Full Time
position Listed on 2026-02-28
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial firm in New York is seeking a Compliance Officer to oversee a robust compliance program. The role requires 8-10 years of relevant experience with a strong focus on FRB and OCC regulations. Responsibilities include providing guidance on regulatory matters, drafting policies, and delivering compliance training. The ideal candidate will have excellent interpersonal and analytical skills, and a deep understanding of the regulatory landscape.
This position is essential for maintaining the firm's compliance integrity.
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Position Requirements
10+ Years
work experience
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