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Senior Legal & Compliance Associate - Fintech/RIA
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-01
Listing for:
Savvy Wealth
Full Time
position Listed on 2026-03-01
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading wealth management firm located in New York is looking for a Legal & Compliance Senior Associate to support its regulatory obligations. The successful candidate will assist with contract management, compliance monitoring, and policy creation. A background of 5–8 years in legal or compliance roles in the Registered Investment Advisor sector is essential. This position offers a competitive salary, equity package, and comprehensive benefits including unlimited PTO.
Join a fast-growing team and help shape the future of financial advisory.
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Position Requirements
10+ Years
work experience
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