Senior Vice President, Fixed Income & Equities Regulatory and Change Lead

We’re seeking a future team member for the role of Senior Vice President, Fixed Income & Equities Regulatory and Change Lead to join our Global Markets COO team. This role is located in New York City.

BNY Markets is seeking a Senior Vice President, Fixed Income & Equities Regulatory and Change Lead to drive the regulatory, risk and governance agenda across the Fixed Income & Equities franchise. Partnering closely with Business Heads, COOs and Product Leads, this high‑impact role sits at the intersection of business strategy, regulatory change and execution, helping translate complex regulatory and control priorities into coordinated action across a Global Markets business.

The ideal candidate will hold a strong track record in business management, COO, risk, controls or compliance, bringing sound judgment and a proven ability to lead cross‑functional regulatory initiatives, drive remediation and influence senior stakeholders in a fast‑paced, highly regulated environment.

In this role, you’ll make an impact in the following ways:

• Lead the execution of regulatory, governance, risk and remediation initiatives across Fixed Income & Equities.
• Partner with Business Heads, COOs and control functions to strengthen the regulatory and control environment.
• Represent the business in governance forums, regulatory programs, audits and reviews, ensuring effective oversight and audit readiness.
• Provide senior leadership with clear reporting on regulatory developments, risks, remediation progress and key priorities.

• Drive cross‑functional delivery across Business, Operations, Engineering, Legal, Risk, Compliance and Controls.
• Support regulatory strategy and transformation initiatives, ensuring strong governance, transparency and execution discipline.
• Lead critical regulatory work streams, resolve issues and coordinate delivery across stakeholders to achieve business objectives.
• Enhance regulatory processes, operating effectiveness and risk management practices.

• Bachelor’s degree or equivalent experience.
• 5‑10 years of experience in business management, COO, risk, controls, compliance or related leadership roles within financial services.
• Strong knowledge of Fixed Income and Equities markets, including Sales & Trading market structure.
• Demonstrated experience leading regulatory, governance, control or business transformation initiatives.
• Proven ability to influence senior stakeholders and manage complex cross‑functional programs.
• Strong communication, organizational and problem‑solving skills, with a high degree of ownership, judgment and accountability.
• Experience partnering effectively across Business, Operations, Engineering, Legal, Risk, Compliance and Controls functions in a Global Markets environment.