Senior Vice President ​/ Senior Audit Manager - Markets

Overview

Senior Vice President / Senior Audit Manager – Markets

New York, NY | Competitive Annual Salary $170,000 – $200,000

Join Lloyds North America as Senior Vice President / Portfolio Lead – Markets, based in New York. Lead audit delivery, mentor high-performing teams, and shape the future of commercial banking. If you’re ready to make an impact, this opportunity could be the perfect fit for you!

You’ll be responsible for the end-to-end execution of audits and related action follow up through effective planning and partner management, lead quality across the New York Commercial Banking audit portfolio as necessary and ensure timely actionable development feedback to all colleagues delivering on your behalf.

You’ll also give to the ongoing development and improvement of GA&CI colleagues through teamwork, collaboration and effective management of resources into change initiatives. Provide career coaching and mentoring to direct report and colleagues in the pool to develop a positive and high-performing team culture.

• Actively supervise the detailed scope and delivery of a significant number of audits in the New York Commercial Banking audit plan and where necessary directly lead particularly complex audits within the portfolio.
• Ensure appropriate planning for Audits in your portfolio, including selecting and supporting Engagement Leads who will project manage individual audits on your behalf.
• Oversee progress, and own the quality of audit delivery, make appropriate judgements as to when automated or data driven testing is most effective, and keep Audit and Business leadership informed regarding status, risks and other relevant insights.
• Collaborate with resource scheduler to ensure necessary resource allocation to deliver on portfolio.
• Manage relationships with and provide assurance and support regarding risk management and effective efficient internal controls to, business stakeholders.
• Proactively suggests and delivers innovating thinking by bringing the outside in.
• Proactively identify areas of improvement and drive different ways to contribute and shape direction for the team.
• Actively role model the Group values and behaviours when managing and leading others.
• Act as a career coach, performance manager, and pastoral (line) manager, to a number of New York colleagues.
• Provide timely, direct and effective feedback that contributes to the ongoing development of direct reports and other team members.

• A deep end-to-end understanding of sales and trading businesses (across FX, Rates, and Credit), including key risks and controls across the front office, middle office, back office, risk and product control.
• A solid understanding of the local regulatory landscape and key requirements and expectations of the FRBNY and the DFS.
• A track record of interacting with supervisory bodies, such as the FRBNY.
• The ability to lead and taking ownership for delivery, and championing colleagues' growth and development.
• The ability to deliver risk and control assurance activity that is timely, impactful, insightful and valued by partners.
• The ability to understand and interpret Group and Business Unit Strategy and connect audit delivery and business monitoring insights to such strategies at the Macro level
• The ability to analyse, understand and communicate data as information, and to use data to drive effective audit outcomes.
• The ability to prioritize your work and that of others effectively to ensure timely and valuable delivery
• And any experience of these would be really useful:
• An understanding of Debt Capital Markets and Lending products, risks and controls
• A markets relevant professional qualification
• Trade, Electronic and Voice Surveillance Frameworks

Lloyds North America forms an integral part of Lloyds Banking Group, a leading UK‑based financial services group focused primarily on retail and commercial customer. We have operated in North America for over 100 years, delivering a client‑focused approach to large Corporate and Institutional clients with strong links to the UK.

From our New York office, we provide a comprehensive range of core banking products,…