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VP, Compliance Monitoring & Testing Leader

Job in New York, New York County, New York, 10261, USA
Listing for: TD
Full Time position
Listed on 2026-08-24
Job specializations:
  • Management
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 180000 USD Yearly USD 150000.00 180000.00 YEAR
Job Description & How to Apply Below
Location: New York

TD Securities (US) seeks a Vice President, Compliance to lead the Compliance Monitoring and Testing Team within Core Compliance. This role oversees testing plans, drives remediation efforts, and partners with regulators and business units to manage regulatory risk.

The VP will design metrics, manage scarce resources, and ensure timely reporting to senior management, while coordinating with global testing teams and regional colleagues.

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