Global Markets Regulatory & Supervisory Lead
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-25
Listing for:
TD Securities
Full Time
position Listed on 2026-08-25
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
TD Securities in New York seeks a VP of Regulatory and Supervisory Management to lead development and maintenance of supervisory programs, policies, and procedures across Global Markets sales, trading and origination. You will partner with Risk, Legal, Compliance and Audit to manage regulatory governance and ensure effective controls.
The role requires 5-7 years in capital markets, Series 7/63, and strong communication skills to report to senior management and drive risk-based improvements in a
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