VP Compliance & Regulatory Affairs – Investments
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-25
Listing for:
Social Capital Resources
Full Time
position Listed on 2026-08-25
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Social Capital Resources is seeking a permanent VP of Compliance for a top-tier investment manager in Midtown, New York. The role oversees regulatory adherence, policies, and coordination with legal, operations, and management to resolve issues.
You will leverage deep SEC/FINRA knowledge, supervise surveillance, oversee annual reviews, and manage filings for investment advisers and mutual funds. This position requires leadership, meticulous risk assessment, and an ability to drive compliant
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