More jobs:
Trading Desk Lead & Principal, Brokerage Ops
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-31
Listing for:
Savvy Wealth
Full Time
position Listed on 2026-08-31
Job specializations:
-
Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Savvy Wealth in New York City is seeking a Sr. Brokerage Operations Manager to be the licensed principal of record for trading activity and lead the trading desk operation end-to-end.
This senior role works closely with Legal/Compliance and Business Ops, driving best execution programs with Fidelity, managing regulatory reporting, and automating processes to reduce manual work. The ideal candidate has 6–8+ years in broker-dealer ops, Series 7/24/64, and a track record of building operations from
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