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Advertising Compliance Specialist; FINRA​/Marketing

Job in New York, New York County, New York, 10261, USA
Listing for: Baron Capital
Full Time position
Listed on 2026-03-02
Job specializations:
  • Marketing / Advertising / PR
Salary/Wage Range or Industry Benchmark: 120000 - 140000 USD Yearly USD 120000.00 140000.00 YEAR
Job Description & How to Apply Below
Position: Advertising Compliance Specialist (FINRA/Marketing)
Location: New York

A leading asset management firm in New York seeks an individual to oversee compliance review of marketing communications. The role requires a Bachelor’s Degree and FINRA 7 and 24 licenses, with 4+ years in asset management and experience reviewing marketing materials. Responsibilities include developing review processes and ensuring compliance with regulations. Competitive compensation between $120,000 and $140,000, with benefits including medical insurance and employee perks.
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