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Compliance Testing Consultant

Job in Newark, Essex County, New Jersey, 07175, USA
Listing for: HW3
Full Time position
Listed on 2026-06-26
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Job Description & How to Apply Below

A leading global financial services business is seeking to hire a Compliance Testing Consultant for a period of 6 months+, with the potential to extend.

Reporting into the Head of Compliance Testing you will be responsible for executing end to end second-line compliance testing and monitoring reviews, as well as compliance risk management and reporting. You will work closely with stakeholders in the provision of Compliance and testing data and be an operational lead in second and third-line Regulatory responses and remediation planning.

You will:
  • Have significant experience in second-line Compliance Testing, third-line Internal Audit or both.
  • Have strong experience working within regulatory compliance, control testing, and remediation validation.
  • Financial Services, Capital Markets, or Investment Banking experience is essential.
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