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Regulatory Compliance Specialist

Senior Compliance Associate — Global Adviser Program

Job in Newport Beach, Orange County, California, 92659, USA
Listing for: LGBT Great
Full Time position
Listed on 2026-02-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Law/Legal
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A global investment management firm is seeking a motivated Senior Associate for its Legal & Compliance team. The role focuses on enhancing the firm's U.S. investment adviser compliance program and supports governance and regulatory alignment. Candidates should have compliance experience, a Bachelor's degree, and strong analytical skills. This position offers competitive compensation within a dynamic environment, focusing on a service-oriented approach to meet regulatory expectations.
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Position Requirements
10+ Years work experience
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