Sr. Client Service Associate - Newport , CA

Position: Sr. Client Service Associate - Newport Beach, CA
Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

As a Registered Client Service Associate, you will provide comprehensive administrative and operational support within the financial advisor’s practice. This role is pivotal in enhancing the client experience, ensuring seamless account management, and upholding compliance standards. The ideal candidate is dedicated and detailed-oriented. Possess strong organizational skills, exceptional communication abilities, and a commitment to delivering outstanding client service.

Responsibilities:

Serve as the primary point of contact for clients, responding to inquiries, resolving issues, and educating clients on account services and online capabilities

Support onboarding of new clients by collecting required documentation and facilitating accurate, compliant account setup

Prepare and process account opening, maintenance, and transfer documentation, ensuring adherence to firm policies and regulatory requirements

Monitor and manage client account activity, including contributions, distributions, trading support, and performance reporting

Maintain accurate, organized, and up‑to‑date client records within the firm’s CRM and document management systems

Coordinate with custodians, service providers, and internal teams to fulfill client requests and resolve operational issues

Assist financial advisors with administrative and operational support, reporting, client communications, and initiatives to enhance client engagement and operational efficiency

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

Active Series 7 or Series 66 (Series 63/65 combination acceptable)3+ years of experience in a client-facing role supporting wealth management advisors, with the ability to remain composed under pressure, work effectively with diverse personalities, and thrive in fast‑paced, high‑volume environments while maintaining strong attention to detail

In-office role, Monday–Friday

Core Competencies:

Robust understanding of financial products and services.

Ability to execute trades and discuss investment recommendations within compliance limits.

Excellent communication and interpersonal skills.

Strong organizational skills and attention to detail.

Proficient in Microsoft Office and financial CRM software.

Strong problem-solving skills.

Ability to work independently and collaboratively in a fast-paced environment.

High level of professionalism, discretion, an ethical conduct.

Preferences:

Bachelor’s degree in finance, business or accounting.

Minimum 3 years in financial services, preferably in a client support role.#LI-Onsite#LPL-H1

Pay Range:$30.11-$50.21/hour Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

Your recruiter will be happy to discuss all that LPL has to offer!

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in…