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Senior Fund Compliance AVP — Regulatory & Audit Lead
Job in
Norfolk, Madison County, Nebraska, 68701, USA
Listed on 2026-06-11
Listing for:
Ultimus Fund Solutions, LLC
Full Time
position Listed on 2026-06-11
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Ultimus Fund Solutions, LLC is seeking an AVP, Fund Compliance to coordinate compliance workflows and maintain regulatory records for our clients. This role requires overseeing compliance monitoring and assisting in personnel management. Candidates should have over 7 years of regulatory compliance experience within the financial services sector.
Ideal candidates will possess a Bachelor's degree and have familiarity with SEC regulations. The position offers an opportunity to lead a team and contribute to compliance strategies.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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