Financial Advisor

Financial Advisor

Trek Wealth Solutions, a division of Sowell Management

Little Rock or Rogers, AR.

We are a dynamic and growth-oriented Registered Investment Advisor (RIA) firm dedicated to empowering independent financial advisors. Through our comprehensive platform, resources, and advisor-centric culture, we help advisors transition, grow, and thrive in a fiduciary environment.

Join our team-based RIA serving mass-affluent and high net worth clients. You will manage assigned books, deliver holistic financial plans, and grow relationships using our proven service process and tech stack.

• Service assigned client relationships, helping them achieve goals through proactive planning and reviews.
• Follow firm-defined client service process to deliver consistent, high-touch experiences.
• Develop and implement comprehensive financial plans aligned with goals, risk tolerance, timelines, and lead team execution of strategies.
• Provide ongoing portfolio management per client agreements, firm standards.
• Communicate proactively via regular reviews on performance, markets, and life-event adjustments.
• Growth client relationships by creating value through cross-selling, rollovers, referrals, and new relationships to expand AUM and firm revenue.
• Maintain expertise via continuous learning on regulations, products, and best practices.
• Collaborate with support, compliance, and operations for seamless delivery.
• Document all activity accurately per RIA compliance standards.

• Minimum 3+ years as a Financial Advisor with proven AUM growth.
• FINRA Series 65 or 66 license.
• Experience managing individual client relationships, financial planning, and portfolio implementation.
• Proficiency with planning tools (e.g. eMoney or Right Capital) and CRM (e.g. Wealthbox).

• Bachelor's degree in Finance, Business, Economics, or a related field.
• CFP® designation or progress toward.
• RIA/wealth management platform experience.

• Proactive communicator with professional phone/email etiquette.
• Collaborative team player who thrives in fast-paced RIA environment while upholding confidentiality.

• Competitive W2 salary with performance-based incentive opportunities, combined with the flexibility and resources of a growing RIA platform.
• Comprehensive benefits package including health insurance, 401(k) with firm match, and professional development stipend.
• Access to sophisticated wealth management technology, trading platforms, and portfolio management tools.
• Collaborative, entrepreneur-minded environment with mentorship from experienced advisors and leadership.
• Commitment to work-life balance with reasonable client expectations and office hours.
• Ongoing professional development and support for continuing education and certifications.