State Securities Compliance & Investigations Intern
Job in
Norwalk, Fairfield County, Connecticut, 06860, USA
Listed on 2026-06-06
Listing for:
Southern Arkansas University
Apprenticeship/Internship
position Listed on 2026-06-06
Job specializations:
-
Finance & Banking
Job Description & How to Apply Below
The State Intern will receive training in the Securities and Business Investments Division. You can expect to:
- Receive training in enforcement investigations, including reviewing and analyzing financial and business records.
- Receive training in the licensing process by reviewing applications and reports filed by broker-dealer and investment adviser registrants to determine compliance with financial reporting and other statutory requirements.
- Receive training in the creation of examination memos and documentation of an exam.
- Receive training in emerging technologies and cybersecurity.
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