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Legal Analyst

Job in Norwalk, Fairfield County, Connecticut, 06860, USA
Listing for: NACBA
Full Time position
Listed on 2026-06-07
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below

Key Responsibilities

  • Coordinate trade execution documentation across multiple asset classes (equities, fixed income, derivatives, etc.)
  • Manage counter party onboarding, including KYC, account openings, and trading agreements
  • Liaise with brokers, banks, and internal trading teams to ensure seamless execution
  • Review, draft, and negotiate trading and financing agreements (e.g., ISDAs, prime brokerage agreements, NDAs)
  • Track key legal terms, obligations, and renewal dates across agreements
  • Maintain organized, audit-ready documentation repositories
  • Assist with trade lifecycle processes, including confirmations and settlements
  • Coordinate with legal and compliance teams on regulatory and documentation requirements
  • Monitor and elevate documentation or execution issues impacting trading activity
  • Develop and maintain internal trackers, templates, and workflows

    Prepare summaries of key legal and trading terms for internal stakeholders
  • Support process improvement initiatives to enhance efficiency and risk management
Qualifications
  • Bachelor's degree required
  • 2-5+ years of experience in a law firm, asset manager, investment bank, or broker-dealer
  • Experience with trading documentation (ISDA, CSA, PB agreements, etc.) strongly preferred
  • Familiarity with capital markets or alternative investments (hedge fund, credit, private markets)
  • Strong organizational skills with the ability to manage multiple work streams simultaneously
  • High attention to detail and ability to operate in a fast-paced, deadline-driven environment
  • Proficiency in Microsoft Office (Excel, Word, PowerPoint)
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