Auditor
Listed on 2026-07-27
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Finance & Banking
Financial Compliance, Auditor Accountant -
Accounting
Financial Compliance, Auditor Accountant
Get to Know the Opportunity:
As an Auditor, you will assist Audit Managers and Senior Auditors in planning and executing audits across Voya’s Retirement and Wealth Management businesses. This role helps ensure effective internal controls are in place to mitigate risk, support regulatory compliance, and drive operational excellence. You will perform audit testing, evaluate compliance with established policies and procedures, identify opportunities for process improvement, and participate in a variety of audit and advisory engagements.
This role is remote; however, candidates must be located within commutable (~30 miles) proximity to our Windsor office and be available for periodic onsite meetings, collaboration, and business needs as required.
- Assist in planning and executing audits within the Retirement and Wealth Management lines of business.
- Conduct audit planning activities and prepare or revise audit programs designed to achieve audit objectives.
- Perform audit procedures and prepare high-quality work papers that accurately document testing performed, results obtained, and conclusions reached.
- Test key controls in accordance with established audit standards and protocols to assess operating effectiveness.
- Design and utilize data analytics to support audit testing and control evaluation activities.
- Exercise sound judgment in documenting audit results, analyzing findings, and drawing appropriate conclusions.
- Develop potential audit issues when exceptions are identified, including root cause analysis and practical recommendations to strengthen internal controls and operational efficiency.
- Collaborate with senior team members to communicate audit results and recommendations to management both verbally and in writing.
- Support special projects and assignments as directed by Internal Audit Management.
- May provide guidance to Associate Auditors on specific audits or projects, as appropriate.
- Demonstrate a commitment to continuous learning and professional development through enhancement of technical and auditing knowledge.
- Build and maintain effective working relationships across Internal Audit and business partners throughout the organization.
- Develop leadership, collaboration, and teamwork skills while contributing to departmental and organizational objectives.
- Support Internal Audit recruiting initiatives and talent development efforts.
- Identify and champion practical opportunities for process improvement and positive change.
Experience:
- Bachelor’s degree in Accounting, Finance, Business, or a related field.
- 2+ years of relevant experience in audit, assurance, or a related discipline.
- Basic knowledge of U.S. GAAP, internal controls, business processes, IT processes, and Institute of Internal Auditors (IIA) standards.
- Basic understanding of Accounting/Financial Risk, Market and Credit Risk, IT Risk, and Regulatory/Compliance Risk.
- Strong organizational, project management, analytical, problem‑solving, communication, and interpersonal skills.
- Ability to work independently with limited direction while exercising appropriate judgment regarding when to seek guidance from management or senior team members.
Experience:
- Experience with in a public accounting, consulting, or internal audit environment.
- Financial services industry experience, particularly supporting broker‑dealer, investment advisory, retirement, or wealth management operations.
- Experience utilizing data analytics tools such as PowerBI or Tableau.
- Experience leveraging AI, GenAI, and agentic AI tools, including Microsoft Copilot, to enhance analysis, efficiency, and decision‑making.
At Voya, our Core Four represent shared expectations for how we work, collaborate, and create value. In this role, you will support those priorities in meaningful and practical ways every day. Instill Customer Obsession – Help strengthen controls, compliance, and operational effectiveness to protect customer interests and support positive outcomes across Retirement and Wealth Management businesses. Transform with Automation/AI – Leverage data analytics, reporting tools, and emerging…
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