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Principal Review & Compliance Supervisor
Job in
Norwalk, Fairfield County, Connecticut, 06860, USA
Listed on 2026-07-31
Listing for:
Voya Financial, Inc.
Full Time
position Listed on 2026-07-31
Job specializations:
-
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Voya Financial, Inc. is seeking a Principal Review Supervisor to safeguard client activity and support advisor success by ensuring regulatory and firm policy compliance.
You will balance risk management with operational execution, reviewing account activity and providing timely principal approvals for a range of products and services. The role requires FINRA licenses and a Bachelor’s degree, with 2–4 years in brokerage operations or compliance.
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