Financial Compliance & Surveillance Analyst
Job in
Oakdale, Washington County, Minnesota, USA
Listed on 2026-07-02
Listing for:
Advisor Group
Full Time
position Listed on 2026-07-02
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
Advisor Group is hiring a Compliance Analyst to ensure the integrity of financial operations. This role involves monitoring advisor activities, analyzing compliance risks, and delivering insights to senior management.
The ideal candidate will possess strong analytical skills and a depth of knowledge in regulatory compliance. A Bachelor's degree or significant practical experience is essential, along with FINRA Series 7 certification.
Added benefits include health insurance, retirement plans, and more.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×