Reg Compliance Officer - Strategic Partnership Job Ogden area,Utah USA,Finance & Banking

A Regulatory Compliance Officer - Strategic Partnerships will be responsible for the compliance oversight of certain Strategic Partnership programs. Primarily, this position will ensure that the Bank's partners maintain compliance with all state and federal regulations.

Essential Duties and Responsibilities

Act as the primary compliance expert and contact for assigned external partnership programs.

Conduct on-site reviews of partners. Travel required as needed, up to 25% of time, usually 2-4 consecutive days per trip.

Aid in the execution and refinement of compliance monitoring programs to test the compliance controls and procedures of partners.

Evaluate, adjust and oversee a partner's Compliance Management System to ensure full compliance with regulatory guidelines and Bank standards

Execute the Bank's second line of defense of a partner's CMS (Risk Assessment, Monitoring & Testing, Issue Management, Complaints, etc.)

Report to Executive Management, through reports and verbal presentations, of key developments related to a partner about regulatory compliance and determine the impact of those developments to the Bank

Ensure that existing and proposed partner's business practices, policies, procedures, loan pricing, origination software systems, marketing materials, customer correspondence, documents and disclosures comply with federal and state regulations

Stay abreast of all federal and state regulatory changes related to consumer protection and privacy and ensure those changes are communicated to and addressed by Bank management and partners

Assist and oversee the response and resolution of internal and external audit findings

Other duties as assigned

Education and Experience Requirements

Bachelor's degree strongly preferred

8-10 years of banking experience

Minimum 5 years banking regulatory compliance experience

Experience in both federal and state laws and requirements

CRCM Certification strongly preferred

Direct experience dealing with regulatory bodies is preferred

Knowledge, Skills, and Abilities Requirements

In depth knowledge of bank regulations, requirements, and application of those regulations

Establishes effective working relationships among team members

Excellent ability to analyze and interpret legal and statutory materials as well as state and federal regulations

Obtain and maintain proficient knowledge of bank products, services, policies and procedures

Sound decision making, strong self-confidence and good judgement is required

Able to work independently

Strong attention to detail and effective written and oral communication skills are required

Strong computer skills in a Microsoft Windows environment (Excel, Work and Outlook)

TAB Bank Offers:

Onsite Gym
Tuition Reimbursement
Paid Holidays
Gym Reimbursement
College Scholarships for Employees and Families
401(k)
Paid Time Off (PTO)
Employee Assistance Program (EAP)
I Made the Grade
Holiday Club Program
Medical, Dental, Vision, Life and AD&D, Voluntary Disability, Flex Spending & Dependent Care

TAB Bank will not sponsor applicants for work visas.

Equal Opportunity Employer

This employer is required to notify all applicants of their rights pursuant to federal employment laws.
For further information, please review the Know Your Rights notice from the Department of Labor.