Advisor Licensing Program

This position is onsite in Lynnwood, WA.Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

Wealth Advisors Group is a group of corporate employee advisors who provide investment solutions to mass affluent investors virtually and over the phone. The advisor will examine clients’ immediate and long-term investment needs, help design solutions that best meet their individual financial goals and help grow our book of 120,000 clients. This is a team-based call center environment that delivers investment advice and guidance over the phone.

The ideal candidate will be success driven with a client service attitude and the ability to deliver high touch, professional service.

Responsibilities:

Delivering financial advice and conducting reviews with clients over the phone via inbound and outbound calling activities

Handling and executing client transaction and general customer service requests.

Prepare client reports and proposals as required

Support other departments and independent financial advisors in their understanding of the program

Actively participate in customer service training and other training to remain current with operational policies and procedures

Provide regular feedback to the Management team to improve both the advisor experience and operational efficiencies

Communicate operational and financial industry policies and procedures.

Identify new sales and asset retention opportunities

Regularly exercise excellent business judgment

Research and resolve advisor and client issues

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

Bachelor's Degree or equivalent working experience

Series 7

Series 63 and 65, or 66 License (or ability to obtain within 90 days of hire)2 years + of direct client experience within the financial services industry preferred

Ability to be onsite in our Lynnwood, WA office

Preferences:

Life and Health preferred

Excellent telephone service/relationship management skills

Proficient in Microsoft Office and web based applications

Ability to assist customers in call center environment while accessing data via multiple PC lookup applications. Must have excellent PC and data input skills

Prior financial trading experience

Ideal candidate will have prior tele-sales experience

Must have excellent communication skills, and strong service ethic

Previous Experience as a financial advisor

Prior LPL trading, financial related Service Call Center experience; or other service related job experience considered#LI-VFPay Range:$22.28-$37.14/hour Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off (up to 16 days) plus eleven paid holidays, volunteer time off, and more.

This role is also eligible for LPL’s discretionary bonus. Your recruiter will be happy to discuss all that LPL has to offer!

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets…