Senior Manager, Compliance Risk Testing & Controls
Job in
Omaha, Douglas County, Nebraska, 68197, USA
Listed on 2026-07-31
Listing for:
Charles Schwab
Full Time
position Listed on 2026-07-31
Job specializations:
-
Business
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Charles Schwab is seeking a Senior Manager in Compliance Testing to lead risk-based testing within our investment advisory programs and mutual funds. The role focuses on evaluating internal controls for regulatory compliance and advising on improvements.
You will collaborate across Compliance, Legal, and Risk Management while staying current on evolving rules and industry standards. The position emphasizes strong analytical skills, cross-functional partnerships, and delivering robust testing
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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