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Regulatory Compliance Specialist Risk Manager/Analyst Financial Compliance

Regional Compliance & Risk Manager

Job in Omaha, Douglas County, Nebraska, 68197, USA
Listing for: Carson Group
Full Time position
Listed on 2026-02-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A financial services firm in Omaha is seeking a Compliance Supervisor responsible for ensuring adherence to regulatory standards and overseeing compliance practices. This role demands expertise in compliance systems and requires at least ten years of relevant experience. Key responsibilities include supporting advisors, conducting regulatory reviews, and preparing compliance reports. The ideal candidate has strong analytical and communication skills, along with an understanding of investment regulations.

Competitive salary and comprehensive benefits package offered.
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