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Regulatory Compliance Specialist Financial Compliance

RIA Compliance Director: Strategy, Risk & Policy

Job in Omaha, Douglas County, Nebraska, 68197, USA
Listing for: IAMS Wealth Management
Full Time position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Omaha is seeking a Compliance Director to support the Chief Compliance Officer in managing compliance operations. The ideal candidate will have at least 3 years of direct RIA compliance experience, be detail-oriented, and have strong analytical skills. Responsibilities include overseeing advisors' compliance, reviewing marketing materials, and collaborating with teams to identify compliance issues. The role offers competitive compensation and opportunities for professional growth.
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