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Surveillance & Compliance Analyst — Hybrid
Job in
Omaha, Douglas County, Nebraska, 68197, USA
Listed on 2026-06-21
Listing for:
Sanctuary Wealth Group, LLC
Full Time
position Listed on 2026-06-21
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Risk Manager/Analyst, Banking & Finance
Job Description & How to Apply Below
Sanctuary Wealth Group, LLC is seeking a Surveillance Analyst responsible for monitoring Broker-Dealer and RIA activities. The position involves conducting surveillance to identify potential market manipulation and compliance issues.
The successful candidate will have at least 2 years of experience in a relevant role, strong knowledge of FINRA and SEC regulations, and proficiency in data analysis techniques.
We offer a competitive compensation package, including unlimited PTO and a 10% annual bonus opportunity.
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