Trader, Banking Operations, Financial Compliance

About this Opportunity:
As a Trader, you will execute all day‑to‑day trading functions for advisors and clients, including mutual fund and ETF trade placement, rebalances, trade reconciliation, list bill processing, incoming cash allocations, trade rejects, and corrective trading within a workflow management‑controlled environment. The role is focused on processing trading work and service issues with defined market cutoffs within a high quality, regulated environment.

The role involves a teamwork approach and close coordination with advisor service teams to provide industry‑leading service with quality risk management controls.

It is anticipated that an incumbent in this role will work as a Hybrid employee, with three (3) or more days each week required on‑site at one of the listed office locations. Candidates should be located within a commutable distance to an office. Internal candidates currently aligned to an Orion office location may be given preference; however, internal candidates with varying work arrangements may be considered based on experience and business needs.

Work location is subject to change based on business needs.

• Manage and oversee the trade flow process by processing all trading, cash, and allocation work for mutual funds and exchange traded funds within trading cut‑off times, budget, and defined service level metrics while maintaining compliance regulations.
• Maintain documentation for all work processes and procedures.
• Make improvement suggestions and adhere to all approved work changes for the team.
• Cross‑train as required to meet changing business needs.
• Interact and partner effectively across all appropriate internal business teams and external clients.
• Participate in testing for projects as required by the team.
• Provide backup support for all work and project efforts as needed.
• Assist with team planning and growth strategy.
• Ensure execution of all industry and client‑specific compliance matters within the team.

• Minimum of a bachelor’s degree in Business or a related financial field.
• Series
  65 license or ability to obtain within 90 days of employment.
• Minimum of 2years of trading and servicing team experience in mutual funds services.
• Experience with financial portfolio management software is a plus.
• Preferable experience in Advisor Operations or Retirement Plans Service Operations.
• Obtains Orion Industry Certification.
• Owns and manages relationships with stakeholders directly and works effectively with people at all levels in an organization.

Salary Range: $30.72–$45.75 per hour. The pay listed in this posting indicates the estimated pay at the time of this posting; however, may vary depending on geographic location, job‑related knowledge, skills, and experience. Orion offers a competitive benefits package which includes health, dental, vision, and disability coverage on day one, a 401(k) plan with employer match, paid parental leave, pet benefits including paternity leave and pet insurance, student loan repayment, and more.